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Make AI governance operational

Give product, engineering, legal, security, and business teams a repeatable way to decide, document, review, and improve material AI use.

Use this before the work begins

Use this guide to frame the next decision. Confirm formal conclusions with the appropriately qualified people.

Owner
Open
Status
Field guidance
Updated
September 2026
Review trigger
Standards, regulatory, or operating-model change
01 · Field note

Inventory uses, not labels

Begin with a list of actual AI-enabled features, internal tools, suppliers, and experiments. Capture the purpose, users, input data, output, owner, and whether the result influences a person or business decision. This exposes work that a high-level AI strategy document usually misses.

Keep the inventory alive by connecting it to product intake, procurement, and change management. The question is not whether a system is called AI. The question is whether it creates a new decision, data flow, dependency, or failure mode that needs an accountable owner.

02 · Field note

Classify impact before adding process

Use a small set of impact tiers based on factors such as sensitive data, customer effect, automation level, and reversibility. The purpose is to decide how much review a use case needs, not to create a false precision score. A drafting assistant and an automated eligibility decision deserve different scrutiny.

For each tier, state what must happen before release and what is monitored afterward. Higher-impact work may require explicit approval, documented testing, a fallback path, and more frequent review. Lower-impact work may need only inventory, data handling guidance, and an owner.

03 · Field note

Define accountable decision rights

Name who can approve use, accept residual risk, pause a system, and respond when output is wrong. These roles should be understood before a customer complaint or incident makes the decision urgent. A cross-functional forum can advise, but a named owner must decide.

Document escalation triggers in plain language. Examples include unexpected sensitive data, a material model change, a safety concern, or a high-impact customer decision. Clear triggers help product teams move quickly without treating every experiment as a board matter.

04 · Field note

Test the intended and unintended behavior

Testing should reflect the purpose of the system and the ways users may rely on it. Define expected behavior, unacceptable outcomes, known limitations, and the fallback when the system cannot perform reliably. Keep test examples relevant to the product, while protecting any sensitive data used in evaluation.

Review prompts, model settings, integrations, and downstream actions as part of the system rather than as isolated components. A sound model can still create harmful outcomes when it receives poor context or triggers an unbounded workflow.

05 · Field note

Monitor change and learn from use

Set a review cadence that fits the impact tier. Look for changes in data sources, model versions, system permissions, customer use, and reported failures. The owner should know what signals lead to a pause, a remediation task, or a re-approval.

Record significant decisions and lessons in a form the team can revisit. Governance becomes credible when it changes how the next feature is designed, tested, and released. It is not a separate paperwork exercise performed after product decisions are final.

Decision checklist

Questions to answer before the next step.

Use the checklist to find missing owners, unclear expectations, unsupported statements, and evidence gaps. A useful answer names the person responsible and the source behind it.

  1. 01

    List deployed, internal, supplier, and experimental uses.

  2. 02

    Assign an owner for each use case.

  3. 03

    Classify impact with simple, explainable criteria.

  4. 04

    Define approval, escalation, and pause authority.

  5. 05

    Test expected behavior, failure modes, and fallback paths.

  6. 06

    Review meaningful system changes on a set cadence.

Continue the work

Use the guide on a live decision.

Choose a related capability or bring the unanswered questions and current evidence to Open.

Common questions

Use the guidance with good judgement.

The guide helps people make a better decision. Formal applicability and conclusions still require the right accountable experts.

Does every AI use case need the same review?

No. Review should increase with the potential impact, data sensitivity, and degree of automated decision making.

Who owns AI governance?

Ownership is shared across functions, but each use case needs a named business or product owner with defined decision rights.

Is a vendor assessment enough?

Vendor information is useful, but the organization still needs to govern its own use, integrations, data, and customer impact.

Bring the open questions to a working session.

Use the checklist to show what is known, what is missing, and which decision cannot wait.